Chapter 2
सूचक संस्था, ग्राहकको पहिचान तथा कारोबार सम्बन्धी व्यवस्था

You are viewing the translated version of सूचक संस्था, ग्राहकको पहिचान तथा कारोबार सम्बन्धी व्यवस्था.

Contains Rules:

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Section 7A of the

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Details to be taken while identifying the customer

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Documents should be examined to identify the customer

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Real Rich Identity

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Sectoral Standards on Customer Identification

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Comprehensive customer identification

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Simplified customer identification

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Arrangements for non-attending customers or transactions

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Not to be traded

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Additional Provisions Regarding Records

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Transaction Amount Limit

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Filing of particulars by electronic means

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